Plato & Aristotle: A Few Basic Concepts

Socrates (469-399 B.C.E.) Source = http://www.philosophypages.com/ph/socr.htm

In his use of critical reasoning, by his unwavering commitment to truth, and through the vivid example of his own life, fifth-century Athenian Socrates set the standard for all subsequent Western philosophy. Since he left no literary legacy of his own, we are dependent upon contemporary writers like Aristophanes and Xenophon for our information about his life and work. As a pupil of Archelaus during his youth, Socrates showed a great deal of interest in the scientific theories of Anaxagoras, but he later abandoned inquiries into the physical world for a dedicated investigation of the development of moral character. Having served with some distinction as a soldier at Delium and Amphipolis during the Peloponnesian War, Socrates dabbled in the political turmoil that consumed Athens after the War, then retired from active life to work as a stonemason and to raise his children with his wife, Xanthippe. After inheriting a modest fortune from his father, the sculptor Sophroniscus, Socrates used his marginal financial independence as an opportunity to give full-time attention to inventing the practice of philosophical dialogue.

For the rest of his life, Socrates devoted himself to free-wheeling discussion with the aristocratic young citizens of Athens, insistently questioning their unwarranted confidence in the truth of popular opinions, even though he often offered them no clear alternative teaching. Unlike the professional Sophists of the time, Socrates pointedly declined to accept payment for his work with students, but despite (or, perhaps, because) of this lofty disdain for material success, many of them were fanatically loyal to him. Their parents, however, were often displeased with his influence on their offspring, and his earlier association with opponents of the democratic regime had already made him a controversial political figure.  Although the amnesty of 405 forestalled direct prosecution for his political activities, an Athenian jury found other charges—corrupting the youth and interfering with the religion of the city—upon which to convict Socrates, and they sentenced him to death in 399 B.C.E. Accepting this outcome with remarkable grace, Socrates drank hemlock and died in the company of his friends and disciples.

Our best sources of information about Socrates's philosophical views are the early dialogues of his student Plato, who attempted there to provide a faithful picture of the methods and teachings of the master. (Although Socrates also appears as a character in the later dialogues of Plato, these writings more often express philosophical positions Plato himself developed long after Socrates's death.) In the Socratic dialogues, his extended conversations with students, statesmen, and friends invariably aim at understanding and achieving virtue  through the careful application of a dialectical method that employs critical inquiry to undermine the plausibility of widely-held doctrines. Destroying the illusion that we already comprehend the world perfectly and honestly accepting the fact of our own ignorance, Socrates believed, are vital steps toward our acquisition of genuine knowledge, by discovering universal definitions of the key concepts governing human life.

Interacting with an arrogantly confident young man in Euthyphro, for example, Socrates systematically refutes the superficial notion of piety (moral rectitude) as doing whatever is pleasing to the gods. Efforts to define morality by reference to any external authority, he argued, inevitably founder in a significant logical dilemma about the origin of the good. Plato's Apology is an account of Socrates's (unsuccessful) speech in his own defense before the Athenian jury; it includes a detailed description of the motives and goals of philosophical activity as he practiced it, together with a passionate declaration of its value for life. The Crito reports that during Socrates's imprisonment he responded to friendly efforts to secure his escape by seriously debating whether or not it would be right for him to do so. He concludes to the contrary that an individual citizen—even when the victim of unjust treatment—can never be justified in refusing to obey the laws of the state.

The Socrates of the Meno tries to determine whether or not virtue can be taught, and this naturally leads to a careful investigation of the nature of virtue itself. Although his direct answer is that virtue is unteachable, Socrates does propose the doctrine of recollection to explain why we nevertheless are in possession of significant knowledge about such matters. Most remarkably, Socrates argues here that knowledge and virtue are so closely related that no human agent ever knowingly does evil: we all invariably do what we believe to be best. Improper conduct, then, can only be a product of our ignorance rather than a symptom of weakness of the will.

Aristotle's Political Theory

Aristotle (b. 384 - d. 322 BC), was a Greek philosopher, logician, and scientist. Along with his teacher Plato, Aristotle is generally regarded as one of the most influential ancient thinkers in a number of philosophical fields, including political theory. Aristotle was born in Stagira in northern Greece, and his father was a court physician to the king of Macedon. As a young man he studied in Plato's Academy in Athens. After Plato's death he left Athens to conduct philosophical and biological research in Asia Minor and Lesbos, and he was then invited by King Philip II of Macedon to tutor his young son, Alexander the Great. Soon after Alexander succeeded his father, consolidated the conquest of the Greek city-states, and launched the invasion of the Persian Empire. Aristotle returned as a resident alien to Athens, and was close friend of Antipater the Macedonian viceroy. At this time (335-323 BC) he wrote or at least completed some of his major treatises, including the Politics. When Alexander died suddenly, Aristotle had to flee from Athens because of his Macedonian connections, and he died soon after. Aristotle's life seems to have influenced his political thought in various ways: his interest in biology seems to be expressed in the naturalism of his politics; his interest in comparative politics and his sympathies for democracy as well as monarchy may have been encouraged by his travels and experience of diverse political systems; he criticizes harshly, while borrowing extensively, from Plato's Republic, Statesman, and Laws; and his own Politics is intended to guide rulers and statesmen, reflecting the high political circles in which he moved.


1. Political Science in General

The modern word ‘political’ derives from the Greek politikos, ‘of, or pertaining to, the polis’. (The Greek term polis will be translated here as ‘city-state’. It is also translated as ‘city’ or ‘polis’, or simply anglicized as ‘polis’. City-states like Athens and Sparta were relatively small and cohesive units, in which political, religious, and cultural concerns were intertwined. The extent of their similarity to modern nation-states is controversial.) Aristotle's word for ‘politics’ is politikê, which is short for politikê epistêmê or ‘political science’. It belongs to one of the three main branches of science, which Aristotle distinguishes by their ends or objects. Contemplative science (including physics and metaphysics) is concerned with truth or knowledge for its own sake; practical science with good action; and productive science with making useful or beautiful objects (Top. VI.6.145a14-16, Met. VI.1.1025b24, XI.7.1064a16-19, EN VI.2.1139a26-8). Politics is a practical science, since it is concerned with the noble action or happiness of the citizens (although it resembles a productive science in that it seeks to create, preserve, and reform political systems.) Aristotle thus understands politics as a normative or prescriptive discipline rather than as a purely empirical or descriptive inquiry...

 

[According to Aristotle,]

Since we see that every city-state is a sort of community and that every community is established for the sake of some good (for everyone does everything for the sake of what they believe to be good), it is clear that every community aims at some good, and the community which has the most authority of all and includes all the others aims highest, that is, at the good with the most authority. This is what is called the city-state or political community. [I.1.1252a1-7]

Soon after, he states that the city-state comes into being for the sake of life but exists for the sake of the good life (2.1252b29-30). The theme that the good life or happiness is the proper end of the city-state recurs throughout the Politics (III.6.1278b17-24, 9.1280b39; VII.2.1325a7-10).

3. General Theory of Constitutions and Citizenship

Aristotle states that "the politician and lawgiver is wholly occupied with the city-state, and the constitution is a certain way of organizing those who inhabit the city-state" (III.1.1274b36-8). His general theory of constitutions is set forth in Politics III. He begins with a definition of the citizen (politês), since the city-state is by nature a collective entity, a multitude of citizens. Citizens are distinguished from other inhabitants, such as resident aliens and slaves; and even children and seniors are not unqualified citizens (nor are most ordinary workers). After further analysis he defines the citizen as a person who has the right (exousia) to participate in deliberative or judicial office (1275b18-21). In Athens, for example, citizens had the right to attend the assembly, the council, and other bodies, or to sit on juries. The Athenian system differed from a modern representative democracy in that the citizens were more directly involved in governing. Although full citizenship tended to be restricted in the Greek city-states (with women, slaves, foreigners, and some others excluded), the citizens were more deeply enfranchised than in modern representative democracies because they were more directly involved in governing. This is reflected in Aristotle's definition of the citizen (without qualification). Further, he defines the city-state (in the unqualified sense) as a multitude of such citizens which is adequate for a self-sufficient life (1275b20-21).

Aristotle defines the constitution as a way of organizing the offices of the city-state, particularly the sovereign office (III.6.1278b8-10; cf. IV.1.1289a15-18). The constitution thus defines the governing body, which takes different forms: for example, in a democracy it is the people, and in an oligarchy it is a select few (the wealthy or well born). Before attempting to distinguish and evaluate various constitutions Aristotle considers two questions. First, why does a city-state come into being? He recalls the thesis, defended in Politics I.2, that human beings are by nature political animals, who naturally want to live together. For a further discussion of this topic, see the following supplementary document:

Supplement: Political Naturalism

He then adds that "the common advantage also brings them together insofar as they each attain the noble life. This is above all the end for all both in common and separately." (III.6.1278b19-24) Second, what are the different forms of rule by which one individual or group can rule over another? Aristotle distinguishes several types. He first considers despotic rule, which is exemplified in the master-slave relationship. Aristotle thinks that this form of rule is justified in the case of natural slaves who (he asserts without evidence) lack a deliberative faculty and thus need a natural master to direct them (I.13.1260a12; slavery is defended at length in Politics I.4-8). Although a natural slave allegedly benefits from having a master, despotic rule is still primarily for the sake of the master and only incidentally for the slave (III.6.1278b32-7). (Aristotle provides no argument for this: if some persons are congenitally incapable of self-governance, why should they not be ruled primarily for their own sakes?) He next considers paternal and marital rule, which he also views as defensible: "the male is by nature more capable of leadership than the female, unless he is constituted in some way contrary to nature, and the elder and perfect [is by nature more capable of leadership] than the younger and imperfect." (I.12.1259a39-b4) Aristotle is persuasive when he argues that children need adult supervision because their rationality is "imperfect" (ateles) or immature. But he also alleges (without substantiation) that, although women have a deliberative faculty, it is "without authority" (akuron), so that females require male leadership (I.13.1260a13-14). (Aristotle's arguments about slaves and women appear so weak that some commentators take them to be ironic. However, what is obvious to a modern reader need not have been so to an ancient Greek, so that it is not necessary to suppose that Aristotle's discussion is ironic.) It is noteworthy, however, that paternal and marital rule are properly practiced for the sake of the ruled (for the sake of the child and of the wife respectively), just as arts like medicine or gymnastics are practiced for the sake of the patient (III.6.1278b37-1279a1). In this respect they resemble political rule, which involves equal and similar citizens taking turns in ruling for one another's advantage (1279a8-13). This sets the stage for the fundamental claim of Aristotle's constitutional theory: "constitutions which aim at the common advantage are correct and just without qualification, whereas those which aim only at the advantage of the rulers are deviant and unjust, because they involve despotic rule which is inappropriate for a community of free persons" (1279a17-21).

The distinction between correct and deviant constitutions is combined with the observation that the government may consist of one person, a few, or a multitude. Hence, there are six possible constitutional forms (Politics I.7):

 

Correct

Deviant

One Ruler

Kingship

Tyranny

Few Rulers

Aristocracy

Oligarchy

Many Rulers

Polity

Democracy

 

This six-fold classification (which is adapted from Plato's Statesman) sets the stage for Aristotle's inquiry into the best constitution, although it is modified in various ways throughout the Politics. For example, he observes that the dominant class in oligarchy (literally rule of the oligoi, i.e., few) is typically the wealthy, whereas in democracy (literally rule of the dêmos, i.e., people) it is the poor, so that these economic classes should be included in the definition of these forms (see Politics III.8, IV.4, and VI.2 for alternative accounts). Also, polity is later characterized as a kind of "mixed" constitution typified by rule of the "middle" group of citizens, a moderately wealthy class between the rich and poor (Politics IV.11).

Aristotle turns to arguments for and against the different constitutions, which he views as different applications of the principle of distributive justice (III.9.1280a7-22). Everyone agrees, he says, that justice involves treating equal persons equally, and treating unequal persons unequally, but they do not agree on the standard by which individuals are deemed to be equally (or unequally) meritorious or deserving. He assumes his own analysis of distributive justice set forth in Nicomachean Ethics V.3: Justice requires that benefits be distributed to individuals in proportion to their merit or desert. The oligarchs mistakenly think that those who are superior in wealth should also have superior political rights, whereas the democrats hold that those who are equal in free birth should also have equal political rights. Both of these conceptions of political justice are mistaken in Aristotle's view, because they assume a false conception of the ultimate end of the city-state. The city-state is neither a business association to maximize wealth (as the oligarchs suppose) nor an agency to promote liberty and equality (as the democrats maintain). Instead, Aristotle argues, "the good life is the end of the city-state," that is, a life consisting of noble actions (1280b39-1281a4). Hence, the correct conception of justice is aristocratic, assigning political rights to those who make a full contribution to the political community, that is, to those with virtue as well as property and freedom (1281a4-8). This is what Aristotle understands by an "aristocratic" constitution: literally, the rule of the aristoi, i.e., best persons. Aristotle explores the implications of this argument in the remainder of Politics III, considering the rival claims of the rule of law and the rule of a supremely virtuous individual. Here absolute kingship is a limiting case of aristocracy. Again, in books VII-VIII, Aristotle describes the ideal constitution in which the citizens are fully virtuous.

Source = http://plato.stanford.edu/entries/aristotle-politics/